Practice Area 09

IPO Advisory

Guiding growing enterprises from private ownership to public capital market success on SME and Mainboard platforms.

Partner-Led Delivery

Overview & Scope of Practice

IPO readiness review, SME platform listings (BSE SME & NSE Emerge), financial restructuring, internal controls, and merchant banker diligence support.

Professional IPO Advisory Practice

IPO readiness review, SME platform listings (BSE SME & NSE Emerge), financial restructuring, internal controls, and merchant banker diligence support.

At Y K Chaturvedi & Co., our ipo advisory practice delivers rigorous statutory compliance, end-to-end documentation accuracy, and direct partner supervision to protect your business against non-compliance liabilities.

Strategic Business Benefits

  • Capitalizing on SME Exchanges: Helping dynamic MSMEs leverage BSE SME and NSE Emerge platforms to raise growth capital with simplified listing norms.
  • Restated Financials Precision: Preparing audit-tested restated balance sheets and profit & loss statements conforming to SEBI ICDR guidelines.
  • Governance Architecture: Institutionalizing robust Board committees, audit mechanisms, and Internal Financial Controls required for public scrutiny.
  • Merchant Banker Synergy: Acting as the reliable financial bridge answering merchant banker due diligence requisitions smoothly.

Our Step-by-Step Execution Process

  1. Step 01 - Readiness Audit & Gap Analysis: Evaluating profitability track record, net tangible assets, net worth, and compliance history.
  2. Step 02 - Financial Restructuring & Clean-up: Settling related-party transactions, rationalizing promoter debt, and restating past financials.
  3. Step 03 - Offer Document Collaboration: Assisting merchant bankers with financial chapters, peer comparisons, and working capital notes.
  4. Step 04 - Filing & Listing Support: Addressing exchange queries, coordinating with registrar and bankers through successful listing.

At Y K Chaturvedi & Co., assignments in ipo advisory are managed with strict statutory compliance, digital accuracy, and direct partner supervision to insulate your organization from regulatory non-compliance, litigation risks, and penalties.

Scope of Services Included6 Specialized Areas

IPO readiness review, including SME platform listings (BSE SME / NSE Emerge)
Restructuring of financials, internal controls and corporate governance for listing
Support to merchant bankers in due diligence and preparation of offer document financial information (DRHP / RHP)
Restated financial statements for the prescribed statutory historical period
Internal Financial Controls (IFC) testing and implementation
Capital structure rationalization, bonus issue, and share split planning

Key Strategic Benefits & Value

01

Capitalizing on SME Exchanges

Helping dynamic MSMEs leverage BSE SME and NSE Emerge platforms to raise growth capital with simplified listing norms.

02

Restated Financials Precision

Preparing audit-tested restated balance sheets and profit & loss statements conforming to SEBI ICDR guidelines.

03

Governance Architecture

Institutionalizing robust Board committees, audit mechanisms, and Internal Financial Controls required for public scrutiny.

04

Merchant Banker Synergy

Acting as the reliable financial bridge answering merchant banker due diligence requisitions smoothly.

Our Structured Execution Methodology

Phase 01
Readiness Audit & Gap Analysis

Evaluating profitability track record, net tangible assets, net worth, and compliance history.

Phase 02
Financial Restructuring & Clean-up

Settling related-party transactions, rationalizing promoter debt, and restating past financials.

Phase 03
Offer Document Collaboration

Assisting merchant bankers with financial chapters, peer comparisons, and working capital notes.

Phase 04
Filing & Listing Support

Addressing exchange queries, coordinating with registrar and bankers through successful listing.

Frequently Asked Questions: IPO Advisory

General criteria include post-issue paid-up capital of up to ₹25 Crores, track record of at least 3 years, positive net worth, operating profit in at least two of the previous three financial years, and no pending winding-up petitions.
Book Service Consultation

Enquire About IPO Advisory

Speak directly with a partner from our Vasai offices.

Direct Partner Supervision. All client matters treated with utmost professional confidentiality.

Confidential & Partner-Led Advisory

Discuss Your IPO Advisory Requirements

Book a partner-led consultation at our Vasai West or Vasai East office, or schedule a virtual review.

Send an Enquiry
Head Office: Vasai West (Ambadi Rd)
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Branch Office: Vasai East (Infinity Square)
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Direct Call: +91 93221 65502